37-20 Prince Street, Ste 3F, Flushing, NY 11354 718.888.9300 [email protected]

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Practice Area

Capital Markets

Strategic legal services for clients capitalizing on opportunities in a dynamic and ever-evolving market.

Counsel for a Complex Market

At Chen Chen and Associates PLLC, we provide expert legal counsel to help you navigate the dynamic and often complex landscape of capital markets.

Our seasoned attorneys and staff are committed to delivering tailored solutions that help clients capitalize on opportunities and mitigate risks in an ever-evolving market. Our partner Shuo “Shawn” Chen specializes in commercial transactions and cross-border corporate and capital market transactions.

Financial market charts and trading data displayed on a screen
What We Handle

Our Services Include

  • Going Public We assist companies seeking to go public on the NYSE, NASDAQ and OTC markets.
  • Private Placements and Secondary Offerings We provide legal assistance with private placements and secondary offerings.
  • SEC Compliance and Filings We assist companies and shareholders with SEC compliance and filings.

Trust Chen Chen and Associates PLLC to provide the strategic legal support you need to navigate the complexities of capital markets with confidence.

Corporate

Corporate Law

Formation and structuring, governance, contracts and regulatory compliance.

Financing

Secured Financing

Security agreements, collateral due diligence, UCC-1 perfection and priority.

Disputes

Litigation

Commercial disputes resolved through strategic advocacy and meticulous preparation.

Achieve Your Financial Objectives

Contact us today to learn how we can assist you in achieving your financial objectives with precision and expertise.